Disclosure Documents
Summary
Listed below is important information about working with MissionSquare Wealth Management.
MissionSquare Wealth Management Customer Relationship Summary (CRS) (PDF)
MissionSquare Wealth Management Regulation Best Interest Disclosure (PDF)
MissionSquare Wealth Management Business Continuity Plan
MissionSquare Wealth Management Part 2A of Form ADV Firm Brochure (PDF)
MissionSquare Wealth Management Part 2A Appendix 1 of Form ADV Wrap Fee Program Brochure (PDF)
MissionSquare Wealth Management Account Agreement (PDF)
MissionSquare Wealth Management Account Schedule of Miscellaneous Fees (weblink)
Apex Order Routing Disclosure (weblink)
Apex FDIC Insured Sweep (weblink)
Rollover Information Disclosure (PDF)
Risk Tier Descriptions (PDF)
Complex ETF Disclosure (PDF)
Schedule of Miscellaneous Fees for MissionSquare Brokerage Accounts (PDF)
Schedule of Miscellaneous Fees for MissionSquare Advisory Accounts (PDF)
About MissionSquare Wealth Management
MissionSquare Wealth Management is the broker/dealer and registered investment advisor subsidiary of MissionSquare. MissionSquare Wealth Management provides brokerage, financial planning, and advisory services to clients focused on retirement readiness and financial wellness.
MissionSquare Wealth Management transmits its client orders to its clearing firm, Apex Clearing Corporation, a FINRA-registered clearing and custody firm.